Tromba Law

Empowering the Legal
Journey with Tailored
Financing Solutions

At Tromba, we are trusted advisors in litigation
financing, helping lawyers and their clients navigate
the complex world of litigation funding. We provide
the resources and support needed to achieve
success.

We understand that every case is unique. That's
why we offer tailored financing solutions designed
to meet the specific needs of each client. Whether
you're looking for a small loan to cover upfront
expenses or a larger investment to fund a long-
term case, we can help.

Ray Tellini brings over a decade of litigation finance experience, including
raising over $100 million for institutional funds.

Marty Lueck, a nationally recognized trial lawyer, contributes 35 years of legal
expertise across various disciplines.

Their combined experience in finance and litigation provides Tromba with a
comprehensive understanding of the litigation funding landscape.

With deep relationships across
the funding market, Tromba’s
team brings hands-on
experience from over $1 billion
in claimed damages. We
understand the needs of
claimants, lawyers, and funders
alike, offering bespoke financing
solutions and efficiently
presenting cases to funders
with credibility and precision.

A Unique Network
& Experience

Tromba provides trusted
guidance to lawyers and clients
navigating litigation financing.
Whether consulting on specific
aspects of a transaction or
managing a competitive
fundraising process, we ensure
complete transparency and
strategic insights into the
litigation financing market.

Expert Litigation
Financing Advisory

Founded by Raymond Tellini and
Martin Lueck, former Investment
Committee members at Delta
Capital, Tromba combines
decades of experience in
litigation and finance. Marty
Lueck, a nationally recognized
trial lawyer and former
Chairman of Robins Kaplan, and
Ray Tellini, a hedge fund and
private equity executive, have
secured over $100 million in
funding for litigation, arbitration,
and asset recovery. Both have
been featured in Law Dragon,
with Ray named one of the
"Global 100 Leaders in Litigation
Finance" from 2021-2023.

Founders with
Unmatched Expertise

Continued

DISCLAIMER

Tromba serves as a trusted advisor to lawyers and their clients who are exploring
litigation financing. Whether we are engaged to consult on specific aspects of a
transaction or to manage a competitive fundraising process, we are here to ensure
that our clients have total transparency into the litigation financing market and
process.

Founded by Martin Lueck and Raymond Tellini, former members of the Investment
Committee at Delta Capital. Marty (nationally recognized trial lawyer and longtime
Chairman of the Executive Board of Robins Kaplan) and Ray Tellini (hedge fund and
private equity executive with significant experience managing litigation related
investments) bring an uncommonly sophisticated approach to securing funding on
behalf of litigants. Marty was featured on the cover of Law Dragon (Issue 17) as one of
the leading lawyers in America while Ray was most named to Law Dragons’ “Global
100 Leaders in Litigation Finance” from 2021-2023. Before founding Tromba, the
Partners have successfully invested in excess of $100 million of financing for litigation,
arbitration, enforcements, asset recovery, and related strategies.

Ray and Marty’s wide ranging success in finance and litigation provide them with a
unique understanding of the needs of each leg of the litigation funding triangle –
claimant, lawyer and funder. Their collective experience enables Tromba to fashion
bespoke financing on behalf of clients, and credibly present meritorious litigation
matters to funders.

As well as maintaining an extensive network of relationships with all of the key players
in the funding market, Factor Risk Management’s management team have first-hand
experience of every aspect of the funding process. Having originated, structured and
executed funding transactions with over $1bn of claimed damages, claimants and
lawyers benefit from a unique and unparalleled level of experience and expertise.

Disclaimer

Our network includes
traditional third- party
funders, family offices,
hedge funds, credit
funds, and high net
worth individuals. We
match clients with
funders whose
investment
preferences align with
their specific cases.

Portfolio
Funding
Solutions

Extensive
Funder
Network

Litigation
Funding
Consultants

We assist you with review
of proposed litigation
funding contracts,
funding structures and
provide advice regarding
availability of alternatives

We provide both
single-case and law
firm portfolio funding
options, connecting
clients with funding
facilities up to $200
million. Our solutions
are tailored to meet
diverse litigation needs
across multiple
practice areas.

Tromba specializes in single case and law firm portfolio funding, leveraging
relationships with domestic and international third-party funders. They
assist with preparing financial models for law firms and navigating funder
preferences across various litigation types. Tromba's executives prioritize
funders and present credible cases for early consideration in the funding
process.

DISCLAIMER

Tromba has relationships with an extensive network of domestic and international third
party funders. Within that network are third-party funding capital providers with whom
Tromba has relationships for funding of single cases and portfolios, as well as loan
facilities up to $200 million. These sources include traditional third-party funders, family
offices, hedge funds, credit funds and high net worth individuals.

There are a multitude of third-party funding capital providers (Funders”) with different
investment preferences and criteria and an increasing amount of capital available in the
market.

However, as funders reject a large percentage of opportunities that they review,
claimants are wise to engage consultants such as Tromba to help navigate and direct
opportunities to those funders most likely to be interested, as well as effectively package
the opportunity from the perspective of the funder in order to anticipate issues and
reach the ‘interest’ stage as expeditiously as possible.

For example, many funders have distinct investment preferences with respect to:

Domestic or international jurisdictions,
Complex commercial litigation and arbitration
Intellectual property
Mass tort and other class actions
Anti-trust
International arbitration including vs sovereign defendants

Based upon their experience as Investment Committee members, the Tromba
executives are able to prioritize which funders to approach and present a credible case
for serious consideration at the earliest stages of the quest for funding.

Law Firm Portfolio Loans

Tromba also assists with the preparation of detailed, integrated financial models
covering cash flow, balance sheet and profit & loss, for the law firm business as a whole;
including analysis of the current contingency/conditional fee book and a schedule of
details of each type of claim (Commercial, Insolvency, Professional Negligence, Mass
Torts etc), and negotiation with existing capital providers, before we conduct a formal
process with the selected funders.

DISCLAIMER

Raymond Tellini

Ray Tellini is an accomplished professional with over a
decade of experience in litigation finance and investment
management.

Most recently, he served as Senior Managing Director and
Co-Chief Investment Officer (Co-CIO) at Delta Capital
Partners for six years. During his tenure, he played a pivotal
role in raising more than $100 million for the firm's inaugural
institutional fund, which co-invested alongside an
institutionally sponsored managed account.

Previously, Ray was a Managing Member of Brennecke
Partners LLC, a private investment firm in Stamford,
Connecticut, focusing on specialty finance and growth
capital investments, including distressed asset purchases,
litigation finance, and investments in technology and
medical sectors.

Earlier in his career, Ray was a portfolio manager at the
Palladin Group L.P., an $800 million market-neutral hedge
fund, where he also served as CEO of the captive Broker-
Dealer. He has experience as Chief Financial Officer of an e-
commerce streaming media company, where he helped
raise over $37 million in equity and debt financing.
Additionally, he was U.S. Treasurer for Wassall PLC, a $1.5
billion private equity firm, supporting it’s acquisition
activities across the Americas.

Ray began his career at PricewaterhouseCoopers LLP,
working as a Manager in the Corporate Finance and
Business Restructuring practice, gaining foundational
expertise in financial analysis and restructuring strategies.

With a diverse background in finance, investment strategy,
and business management, Ray brings a wealth of
experience to his roles in the litigation finance and
investment sectors.

Ray holds a B.S. in Accounting from Lehigh University and
an MBA in Finance from New York University’s Stern School
of Business. Additionally, Ray is a licensed Certified Public
Accountant (inactive) in New York State and has held Series
7 and Series 24 brokerage licenses (inactive).

Martin Lueck

Marty Lueck is a highly accomplished trial attorney with 35 years of experience in a broad array of legal matters.

Throughout his career, he has represented both plaintiffs and defendants in hundreds of cases across various substantive areas, including patent law, antitrust, finance, trade secrets, business torts, insurance, and personal injury. His distinguished courtroom success has earned him recognition as a leading attorney in business and intellectual property litigation.

In 2004, the *National Law Journal* named him one of the nation’s Top-10 trial lawyers, and he is a fellow of both the International Academy of Trial Lawyers and the American College of Trial Lawyers—prestigious organizations that are limited to only 500 U.S. trial attorneys.

Marty’s track record includes numerous high-stakes trial victories, many involving multi-million dollar verdicts. Notably, he secured a $100 million verdict against General Electric and a $500 million award against Microsoft in patent litigation, underscoring his expertise in complex intellectual property disputes.

In addition to his litigation work, Marty has held significant leadership roles. He served as Chairman of the Executive Board of Robins Kaplan LLP, an AM Law 200 firm, for 11 years, where he led the committee overseeing the firm’s investments in contingent, incentive, and alternative fee arrangements. This experience gave him valuable operational insights into the litigation finance industry.

Prior to co-founding Tromba, Marty joined Delta Capital Partners in 2020, where he was a key member of the Investment Committee and worked closely with senior leadership on portfolio management and monitoring.

Marty holds a B.S. in Music from Winona State University and a J.D. cum laude from William Mitchell College of Law. He is licensed to practice law in Minnesota and New York.

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Effective Date: 18 November 2024

At Tromba Law ("we," "us," or "our"), we are committed to protecting your privacy and ensuring a safe online experience. This Privacy
Policy explains how we collect, use, and protect your personal information when you visit our website www.tromba.law and/or use our
litigation finance services.

1. Information We Collect

We collect personal information that you provide to us when you visit our website, sign up for our services, or contact us. The
types of personal information we may collect include:

Contact Information: Name, email address, phone number, and postal address.
Financial Information: Information related to litigation finance applications, including details of your legal claims, business or
financial status, and any other information necessary for us to assess and provide funding for your case.
Usage Data: Information about how you access and use our Site, including your IP address, browser type, operating system,
pages visited, and time spent on the Site. This information helps us improve our Site's functionality and user experience.

2. How We Use Your Information

We use the information we collect for the following purposes:

To evaluate and provide litigation financing for your legal claims.
To communicate with you regarding our services, updates, and any legal matters relevant to your case.
To analyze Site traffic and improve the functionality of our website.
To comply with legal obligations and enforce our legal rights, including protecting against fraud or unauthorized use of our
services.
To respond to your inquiries, provide customer support, and handle any complaints or concerns.

3. Data Sharing and Disclosure

We do not sell or rent your personal information to third parties. However, we may share your information in the following
circumstances:

With Third-Party Service Providers: We may share your information with trusted third-party service providers who assist us in
operating our business, such as data storage providers, legal consultants, or marketing services. These third parties are
required to keep your information confidential and use it only for the purposes of performing services for us.
Legal and Compliance Obligations: We may disclose your information if required by law, such as to comply with a subpoena,
court order, or other legal process, or if we believe such disclosure is necessary to protect our rights, property, or safety, or
that of others.
Business Transfers: In the event of a merger, acquisition, or sale of company assets, your personal information may be
transferred as part of the transaction, subject to the terms of this Privacy Policy.

4. Data Security

We take reasonable administrative, technical, and physical measures to protect your personal information from unauthorized
access, use, or disclosure. While we strive to protect your personal data, no method of transmission over the Internet or electronic
storage is 100% secure, and we cannot guarantee absolute security.

5. Your Rights and Choices

As a resident of Minnesota, you have rights regarding your personal information under the Minnesota Government Data Practices
Act (MGDPA) and applicable federal privacy laws, including:

Access: You have the right to request access to the personal data we hold about you.
Correction: You may request corrections to any inaccurate or incomplete information.
Deletion: You may request the deletion of your personal data, subject to certain legal restrictions.

To exercise these rights, please contact us at the information provided below.

6. Cookies and Tracking Technologies

We use cookies and similar tracking technologies to improve your experience on our website and analyze Site traffic. Cookies are
small files stored on your device that allow us to remember your preferences or settings. You can control cookie preferences
through your browser settings, but disabling cookies may affect the functionality of the Site.

7. Third-Party Links

Our Site may contain links to third-party websites that are not under the control of Tromba Law. These links are provided for your
convenience, and Tromba Law does not endorse or assume responsibility for the content, privacy practices, or availability of any
linked site. Accessing these third-party websites is at your own risk, and Tromba Law will not be liable for any damages resulting
from your use of these sites.

8. Children's Privacy

Our website and services are not intended for children under the age of 13. We do not knowingly collect personal information
from children. If we learn that we have inadvertently collected personal information from a child under 13, we will take steps to
delete that information as soon as possible.

9. Changes to This Privacy Policy

We may update this Privacy Policy from time to time. Any changes will be posted on this page with an updated effective date. We
encourage you to review this Privacy Policy periodically for any changes. Your continued use of our website and services after any
changes to the Privacy Policy constitutes your acceptance of the updated policy.

10. Contact Us

If you have any questions about this Privacy Policy or wish to exercise your rights regarding your personal data, please contact us.

DISCLAIMER

Your use of Tromba.law’s website, and any material presented on the site, are subject to the following terms and
conditions. By accessing the site, you agree to these terms and conditions:

NO LEGAL SERVICES, ATTORNEY-CLIENT RELATIONSHIP, OR CONFIDENTIALITY

Information presented on this website is for informational purposes only and does not constitute legal advice. Tromba.law is a litigation funding
company, and the materials presented on this website should not be relied upon as a substitute for legal counsel from a qualified attorney.
Tromba.law does not provide legal services, nor does your use of this website create an attorney-client relationship between you and Tromba.law.
Additionally, your use of this site does not imply an agreement by Tromba.law to maintain the confidentiality of any communications sent through
the website. You should not send confidential or privileged information to Tromba.law unless you have first engaged one of our attorneys and have
received explicit authorization to do so.

NATURE OF LITIGATION FUNDING

Tromba.law offers litigation funding services designed to assist individuals, law firms, and organizations in financing legal claims and proceedings.
While we provide funding to cover the costs of litigation, including attorney fees, court costs, and other related expenses, our role is strictly financial
in nature. Tromba.law does not represent clients in legal matters or provide legal advice. Any information provided on this site should not be
construed as legal advice or as an indication of a professional attorney-client relationship.

Tromba.law claims a copyright in the materials, content, and documents presented on this website. You are only authorized to view, copy, download,
and print documents on this website subject to the following conditions:

The documents may only be used for personal, noncommercial, and informational purposes.
The documents may not be altered or modified in any way.
Reproduction, redistribution, or republishing of materials on this website is prohibited without the express written permission of Tromba.law.

NO WARRANTY/LIMITATION OF LIABILITY

The information provided on this website is provided “as is,” without warranty of any kind, either express or implied, including but not limited to
warranties of merchantability, fitness for a particular purpose, or non-infringement. Tromba.law makes no representations or guarantees regarding
the accuracy, completeness, or reliability of the information presented on this site. Tromba.law may update or change the content and materials on
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LINKS TO THIRD PARTY SITES

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